We blogged about Section 17(b) compliance some months ago. Since then some friends in the market have asked what we would recommend as best practices, and although, as always, this isn’t legal advice, here’s a useful starting point to develop your own best practices.
CrowdCheck provides additional updates to issuer-dealer registration requirements for sales of securities under Reg A without a broker
February 13, 2024
One of the exciting things about securities law is that