We are often asked by companies, “why can’t I do [fill in the blank]? I see this other company doing it.” Our response has always been that just because those other companies have not yet been subject to enforcement, doesn’t mean that there will not be an issue later on. The time and effort to build a case, and often reaching a settlement, means that public knowledge of enforcement lags.
The SEC has recently made this clear in regards to non-compliant offers and sales under Reg A. On May 16,…
CrowdCheck Blog
We are often asked by companies, “why can’t I do [fill in the blank]? I see this other company doing it.” Our response has always been that just because those other companies have not yet been subject to enforcement, doesn’t mean that there will not be an issue later on. The time and effort to build a case, and often reaching a settlement, means that public knowledge of enforcement lags.
The SEC has recently made this clear in regards to non-compliant offers and sales under Reg A. On May 16,…
This entry is filed under Regulation, Regulation A, SEC, Securities Law
We are often asked by companies, “why can’t I do [fill in the blank]? I see this other company doing it.” Our response has always been that just because those other companies have not yet been subject to enforcement, doesn’t mean that there will not be an issue later on. The time and effort to build a case, and often reaching a settlement, means that public knowledge of enforcement lags.
The SEC has recently made this clear in regards to non-compliant offers and sales under Reg A. On May 16,…
This entry is filed under Regulation, Regulation A, SEC, Securities Law
We are often asked by companies, “why can’t I do [fill in the blank]? I see this other company doing it.” Our response has always been that just because those other companies have not yet been subject to enforcement, doesn’t mean that there will not be an issue later on. The time and effort to build a case, and often reaching a settlement, means that public knowledge of enforcement lags.
The SEC has recently made this clear in regards to non-compliant offers and sales under Reg A. On May 16,…
This entry is filed under Regulation, Regulation A, SEC, Securities Law
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to flag some issues:
If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until April 30, a Form C-AR with 2022 financials is due by May 1.
Even if your current Form C already includes 2022 financial statements, a Form C-AR is due by May 1.
If you do not have an open offering or otherwise have audited or…
This entry is filed under Capital Raising, Crowdfunding, Crowdfunding Conditions, Disclosure, Federal Law, Financial Statements, SEC, Section 4(a)(6), Securities Law
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to flag some issues:
If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until April 30, a Form C-AR with 2022 financials is due by May 1.
Even if your current Form C already includes 2022 financial statements, a Form C-AR is due by May 1.
If you do not have an open offering or otherwise have audited or…
This entry is filed under Capital Raising, Crowdfunding, Crowdfunding Conditions, Disclosure, Federal Law, Financial Statements, SEC, Section 4(a)(6), Securities Law
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to flag some issues:
If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until April 30, a Form C-AR with 2022 financials is due by May 1.
Even if your current Form C already includes 2022 financial statements, a Form C-AR is due by May 1.
If you do not have an open offering or otherwise have audited or…
This entry is filed under Capital Raising, Crowdfunding, Crowdfunding Conditions, Disclosure, Federal Law, Financial Statements, SEC, Section 4(a)(6), Securities Law
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to flag some issues:
If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until April 30, a Form C-AR with 2022 financials is due by May 1.
Even if your current Form C already includes 2022 financial statements, a Form C-AR is due by May 1.
If you do not have an open offering or otherwise have audited or…
This entry is filed under Capital Raising, Crowdfunding, Crowdfunding Conditions, Disclosure, Federal Law, Financial Statements, SEC, Section 4(a)(6), Securities Law
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to flag some issues:
If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until April 30, a Form C-AR with 2022 financials is due by May 1.
Even if your current Form C already includes 2022 financial statements, a Form C-AR is due by May 1.
If you do not have an open offering or otherwise have audited or…
This entry is filed under Capital Raising, Crowdfunding, Crowdfunding Conditions, Disclosure, Federal Law, Financial Statements, SEC, Section 4(a)(6), Securities Law
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.*
We wanted to flag some issues:
If you sold any securities under your Form C, even if you didn’t sell them until this year, and even if you didn’t sell them until April 30, a Form C-AR with 2022 financials is due by May 1.
Even if your current Form C already includes 2022 financial statements, a Form C-AR is due by May 1.
If you do not have an open offering or otherwise have audited or…
This entry is filed under Capital Raising, Crowdfunding, Crowdfunding Conditions, Disclosure, Federal Law, Financial Statements, SEC, Section 4(a)(6), Securities Law