Investment Platforms:
See how we protect your investors and your platform. Learn more about our servicesReg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those…
A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron…
The amendments to Reg CF, Reg A, and other rules relating to capital formation utilizing exempt offerings have finally…
An increasing number of issuers have been using Regulation A to make continuous offerings of units, consisting of a…
For some reason, this issue has been coming up a lot lately. Our usual response to the question “Can non-US issuers…
I have long (oh so long) been one of those urging the SEC to give some clarity with respect to the status of “finders…
In its recent rulemaking, the SEC added new Rule 3a-9 under the Investment Company Act to allow for the use of “…
While the costs of preparing an offering under Reg CF are significantly lower than other types of securities offerings…
Big news out of the SEC yesterday with the adoption of its amended rules covering various types of offerings exempt…
And by that I mean the geographic location of your place of business, if you have one. The pandemic has accelerated the…
Lawyers and finance peeps who practiced around the turn of the millennium will recall many of the issues that were…
This isn’t specifically commentary on crowdfunding, but some thoughts on some of the issues that the broader economy is…