Investment Platforms:
See how we protect your investors and your platform. Learn more about our servicesIn its recent rulemaking, the SEC added new Rule 3a-9 under the Investment Company Act to allow for the use of “…
While the costs of preparing an offering under Reg CF are significantly lower than other types of securities offerings…
Big news out of the SEC yesterday with the adoption of its amended rules covering various types of offerings exempt…
And by that I mean the geographic location of your place of business, if you have one. The pandemic has accelerated the…
Lawyers and finance peeps who practiced around the turn of the millennium will recall many of the issues that were…
This isn’t specifically commentary on crowdfunding, but some thoughts on some of the issues that the broader economy is…
While Regulation A and Regulation CF have been effective tools for early stage companies to raise funds from investors…
This is the third in a series of blog posts on the topic of the SEC’s proposed changes to the exempt offering matrix.…
This is the second in a series of blog posts on the topic of the SEC’s proposed changes to the exempt offering matrix.…
On March 26, 2020, the SEC adopted temporary amendments to the rules governing the filing of periodic and current…
This will be the first in a series of blog posts on the topic of the SEC’s proposed changes to the exempt offering…
One aspect of Regulation A that does not seem to be getting the attention it should is the fact that it facilitates…