Investment Platforms:
See how we protect your investors and your platform. Learn more about our servicesWe’ve had this question come up a couple of times in recent deals, so it’s worth flagging. Under Regulation A, you can…
The SEC has proposed amending the definition of “accredited investors.” Accredited investors are currently defined as (…
Look, there’s a whole shed-load of stupid out there. Some people will believe anything they read on the internet. The…
Following our update in March of this year, the Nebraska legislature has taken action to provide an exception to the…
Most of the scams and schemes from the lower end of the public markets eventually make it over to the Reg A market, and…
In an earlier blog post, we mentioned that while Regulation A preempts state review of offerings under Tier 2 of…
The SEC has published a Concept Release on the Harmonization of Securities Offering Exemptions. The SEC summarizes the…
Well, I already blogged about the zombies of the crowdfunding world, so let’s look at the vampires too. Those…
Online securities platforms should be paying attention to the Lorenzo case, which the Supreme Court decided last month…
Regulation A is an exemption from registration of securities under the Securities Act of 1933. At the same time, it is…
April is coming, when Reg A filing companies must file their annual reports. And, as has happened in the past, some…
Since our last update in September 2017, we have learned a lot about the process for companies to register as issuer-…