An overview of how to prepare for and manage both concurrent offerings and consecutive offerings.
After a company has done a Regulation A offering, how can its shareholders sell their shares?
SEC adopts regulations implementing “Regulation Crowdfunding” under Section 4(a)(6) of the Securities Act.
Our memo offers guidance on what issuers can and cannot say about their offering and how to properly comply with the SEC’s rules on communications related to Regulation CF offerings.
Last Updated: March 24, 2021
Our analysis of the SEC’s final rules for 506(c) and Bad Actor exclusion, as well as their newly proposed rule on disclosure.
On August 29, 2012 the SEC in effect created an entirely new type of offering not subject to registration under the Securities Act of 1933.
A summary of law and major issues raised in “pre-comments” to the SEC in The Crowdfund Act of 2012 (Title III of The JOBS Act).
Our analysis of proposed “regulation crowdfunding” under section 4(a)(6) of the securities act
Published in Bloomberg BNA Securities Regulation & Law Report
Best practices for 17(b) disclosure by online investment platforms and other parties.
In this memo, CrowdCheck provides an overview of the final rules adopted by the SEC on March 25, 2015 that create the two tier structure for small public offerings qualified under Regulation A.
A summary chart that compares the requirements and conditions of enacted intrastate crowdfunding laws and regulations. This chart will be updated periodically as exemptions are introduced, amended, and enacted.
Our comment letter submitted to the SEC regarding issues that may arise under the disclosure requirements of proposed Regulation Crowdfunding.
A few years ago, we spent a lot of time with the Staff of the Division of Corporation Finance discussing
This is mostly a classic run-away-with-the-money case, combined with a bunch of misleading statements and omissions. But there are a
I was thinking of calling this series “Fraud of the Month” but didn’t want to go that far. You may
