We blogged about Section 17(b) compliance some months ago. Since then some friends in the market have asked what we would recommend as best practices, and although, as always, this isn’t legal advice, here’s a useful starting point to develop your own best practices.
Lesson of the month: following the money
May 6, 2025
Here’s the latest instalment of the I’m-not-calling-it-fraud-of-the-month series. This lesson