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Latest Blog Posts
Why Reg S doesn’t work with online offerings
Anyone who knows me knows my link with the SEC’s Regulation S. While folks sometimes refer to it as an exemption from…
Subsidiaries using Reg CF
This came up no less than three times last week, so I figured it was worth a blog post. Subsidiaries can raise funds…
Why Reg CF doesn’t work for many VC-backed companies
Since the increase in the maximum offering amount to $5 million a couple of years ago, we’ve seen more interest in Reg…
I’m crowdfunding. Do I really need a transfer agent?
We keep hearing this question. To be honest, it’s not clear why a crowdfunding issuer would want to have to deal with…
We took the money, and signed the subscription agreement, so when are the shares issued?
This is a question we often get from companies as they are trying to organize their cap table, or provide information…
Considerations in doing a Reg CF offering….
Companies often wonder, does it make sense to do a Reg CF offering rather than a Reg A offering? Keep in mind that…
More evidence the SEC is looking more closely at Regulation A
We are often asked by companies, “why can’t I do [fill in the blank]? I see this other company doing it.” Our response…
Form C-AR filing time again!
Hi everyone; a reminder that we are just over a month away from the deadline to file Form C-AR by May 1.* We wanted to…
When a picture tells a thousand words . . .
That picture probably isn’t an emoji, because emojis aren’t detailed enough for a message of that size. But they do…
The SEC is not your mom
We’ve been having a lot of “why can’t we do what they are doing?” conversations recently. Potential issuers have asked…
ChatGPT explains regulation crowdfunding in the form of a sea shanty
A regulation crowdfund, it seems, Is a way for small firms to raise some green, Without need for a broker, or lots…
What do you mean I need to audit financial statements for their property?
When it comes to Regulation A and Regulation CF, the SEC puts a lot of focus on the financial statements being provided…
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