Funding portals are governed by unique communication rules under Regulation CF and FINRA’s Funding Portal Rules. These rules derive from the restrictions on funding portals regarding soliciting investors and providing investment advice. Additional information can be found in the memo here.
Lesson of the Month: The black box acquisition
December 1, 2024
Following up from last month’s I’m-not-going-to-call-it-fraud series, here’s another recent