Regulation A is having a moment.
With SEC Chairman Paul Atkins stating that the Commission is looking to “better facilitate retail investor participation in private markets while preserving their protection with appropriate safeguards,” and a 2026 regulatory agenda explicitly built around capital formation, Regulation A is having a moment. Founders with a following are taking notice, and pitch decks increasingly include […]
Reg A Advertising on TV, Radio, and Online Audio/Visual Ads: What the SEC Staff Just Clarified (C&DI 182.28)
One of the draws of Regulation A is that issuers can advertise their offerings on ways that were previously unheard of in the world of traditional registered offerings. Ads on Instagram and TikTok, podcast reads, streaming pre-roll, radio, or even a TV ad extolling the virtues of your company’s offering are all permissible under Regulation […]
Integration Pitfalls: Navigating Rule 152 When Moving from Reg CF to Reg A
Integration of securities offerings can be a tricky and often frustrating challenge. You may plan to conduct an offering one way, only to discover that you now have to comply with rules and restrictions that are different, or more severe than you were expecting. This is the situation for companies transitioning from a Regulation Crowdfunding […]