We blogged about Section 17(b) compliance some months ago. Since then some friends in the market have asked what we would recommend as best practices, and although, as always, this isn’t legal advice, here’s a useful starting point to develop your own best practices.
Integration Pitfalls: Navigating Rule 152 When Moving from Reg CF to Reg A
November 5, 2025
Integration of securities offerings can be a tricky and often