Funding portals are governed by unique communication rules under Regulation CF and FINRA’s Funding Portal Rules. These rules derive from the restrictions on funding portals regarding soliciting investors and providing investment advice. Additional information can be found in the memo here.
Lesson of the month: following the money
May 6, 2025
Here’s the latest instalment of the I’m-not-calling-it-fraud-of-the-month series. This lesson